Financial Industry Regulatory Authority

Latest Articles

The 2015 Trading Technology 40: Steven Randich

February 2, 2015

A Flurry of Money Management Fines in the Forecast

Concept Buys Alaris Trading Partners

Finra Adds Education Foundation President

FINRA Enforcement Chief To Step Down

FINRA Fines Santander Unit Over Structured Products

FINRA Prepares New Pay-to-Play Rules

Rich Blake

Finra: Gold ETFs Safer Than Stocks

Ontario Closer Than Ever To Legalization Of Marijuana

For Investors, Legalized Pot Remains a High-Risk Venture

Katie Gilbert

IEX Group’s Bradley Katsuyama Crusades for Fairer Markets

Jess Delaney

Industry Bashes FINRA Foreign Finder Pitch

OneChicago Upgrades OSO Trading Services

Rapid Addition To Offer Trading Software

Re-arranging the Self-Regulators

Jeffrey Kutler

Premium

Regulators at the Gate

Imogen Rose-Smith

Regulators Propose Mechanism To Limit Volatility

Regulators Set Sights on Proprietary Trading

Regulators To Scan Firms’ Algo Strategies

Contact Info

New York
1270 Avenue of the Americas, Suite 1100
New York, NY 10020
P: +1 212 224 3300

London
4 Bouverie Street
London EC4Y 8AX
P: +44 207 779 8888

Hong Kong
Unit 2488, 24/F
Lee Garden One,
33 Hysan Avenue
Causeway Bay, Hong Kong
P: +852 2912 8001

Corporate

About Us

Leadership Team

Careers

II Press Room

Digital

Masthead

Thought Leadership

Display Advertising

Reprints

FAQs

Events

Events Calendar

Memberships

Subscription

Subscribe to Premium

Register

Register for Free Account

Newsletters

Sign up for II newsletters

© 2025 Institutional Investor LLC. All material subject to strictly enforced copyright laws. Please read our Terms & Conditions, Modern Slavery Act Transparency Statement, Accessibility Statement and Privacy Policy before using the site.

develop build:2025-12-17 Login